ABOUT OUR BROKER DEALER

Securities America Financial Corporation is a financial services holding company. Our financial representatives provide investment and financial planning services including securities and insurance brokerage, as well as asset management. Think of Securities America as the behind-the-scenes support for your financial representative.

Through our extensive technology, compliance and operational support, our representatives can more readily provide comprehensive and professional service to you, their client.

Headquartered in La Vista, Neb., Securities America Inc. is a national top 10 independent broker-dealer (as ranked by Financial Planning magazine). For more than 25 years, Securities America’s mission has been to foster the success of financial professionals so they can provide quality, objective counsel and services to their clients. Advisors benefit from the firm’s industry-leading programs in practice management, advisory services and retirement income distribution, supported by state-of-the-art technology. Founded in 1993, Securities America Advisors Inc. is an SEC-Registered Investment Advisory firm that offers investment management, financial advice and financial planning through a national network of independent financial advisors.

Securities America is part of Advisor Group, one of the largest networks of independent wealth management firms in the United States, with more than 11,000 affiliated financial professionals. Securities America received the inaugural Thought Leadership Award from the Retirement Income Industry Association in March 2011 and the inaugural Bank Insurance & Securities Association (BISA) Technology Innovation Award in March 2013. Additional information is available at www.securitiesamerica.com.

If you would like further information about Securities America, please visit www.securitiesamerica.com and go to the “Personal Investing” section. Browse the site for helpful information about:

  • Links to industry Web Sites such as the New York Stock Exchange, NASDAQ and the Financial Industry Regulatory Authority

  • Investment descriptions

  • Stock quotes

  • Plus important investor information such as our Margin Disclosure Statement, Customer Privacy Policy, Quarterly Routing

 

Information, Form ADV Part II for Securities America Advisors, Inc. and other disclosures and information.